KGS_MS_KYC_Senior (SME - TL)

KGS_MS_KYC_Senior (SME - TL)

The Subject Matter Expert KYC/CDD is responsible for oversight and management of the process of SME review and guidance for the remediation of KYC files. They are required to utilise their expertise, knowledge and experience to ensure that files are completed to regulatory standard, and that business processes and policies are adhered to and correctly applied throughout the process. They will be responsible for management of the quality control process and the framework through which this is completed

The job responsibilities include: 

• Conduct customer risk assessment in full compliance with the firm policies as well as external regulatory requirements
• Engage existing / new customers / RM in the collection of detailed customer information and supporting documentation required for the completion of Customer Due Diligence (CDD) 
• Investigate and escalate monitoring alerts and queries
• Act as the focal point for CDD information clarification among RM / CDD operations and Compliance
• Ensure completeness of CDD information and supporting documentation before submitting the case to Relationship Managers (RM) for review 
• Advise on, and resolve, potential AML issues arising across business unit and jurisdictions. 
• Provide written or verbal presentations of recommendations, articulation of arguments supported by documented analysis to convince/challenge the business on recommended actions
• Drive process enhancement, identify and implement strategic improvements and enhancements to existing systems, policies and guidelines to reduce risk and improve efficiency
• Conduct regular AML training on operational procedures to KYC and Relationship Management teams
• Produce regular AML reports for various stakeholders 

Job Requirements

Mandatory Skills

• Min 5 years in an operational environment, with relevant experience in AML/CDD and sound knowledge of corresponding regulations. 
• In-depth knowledge on banking operations procedures, risk management as well as regulatory compliance standards
• Proven experience of cross functional working 
• Competent in the use of Excel, Word and PowerPoint
• Strong oral and written communication skills 

 

Preferred Skills 

• Able to plan, organize and drive through results under conflicting priorities and pressures. The position requires effectiveness, team spirit and an ability to work in a fast-paced and demanding environment 
• Eagerness to learn and to keep abreast of the latest issues and requirements relating to AML / KYC 
• CAMS qualified, CA, CS or other professional qualification (optional, candidate with relevant additional qualification / certification will be given priority).

Experience Level

Senior Level